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Library Research Support: Open Research: REF OA

This guide is intended to provide advice and support on open access research, including guidance around Durham Research Online (DRO), open access publishing, research data management and related topics.

REF Open Access 2029

REF Open Access Policy

REF Open Access Policy 

On 11th December 2024, the four UK higher education funding bodies published it REF 2029 Open Access Policy. We have set out below a summary of the requirements.

KEY MESSAGE TO AUTHORS: Deposit your Author Accepted Manuscript (AAM) of all in scope outputs in to Durham Research Online at the point of acceptance for publication.


Scope

The open access requirements for REF2029 only apply to:

  • Scholarly journal articles, and in conference papers published in a proceedings with an International Standard Serial Number (ISSN), which have been...
  • Published between 1 January 2021 and the 31 December 2028 (i.e. published within the current census period and therefore eligible for submission to REF2029)

The specific requirements vary, determined by when the output was published.


Requirements: Outputs published between 1 January 2021 and 31 December 2025
  1. DEPOSIT: accepted peer-reviewed manuscript in an appropriate platform* within 3 months of its acceptance for publication
  2. OPEN ACCESS: make the deposited manuscript open access, preferably under an open licence**
  • within 1 month of deposit if there is no publisher-imposed embargo or
  • no later than 1 month after the publisher-imposed embargo has expired

MAXIMUM COMPLIANT EMBARGO PERIODS

  • 12 months for papers submitted to Panels A and B
  • 24 months for papers submitted to Panels C and D

Or

  1. GOLD OPEN ACCESS: Where an article is required, by another funder’s open access requirements, to be published open access immediately upon publication, and has met these requirements, it is considered to have also met the requirements of the REF 2029 Open Access Policy.

Requirements: Outputs published between 1 January 2026 and 31 December 2028
  1. DEPOSIT: accepted peer-reviewed manuscript or the Version of Record (VoR) in an appropriate platform* within 3 months of publication
  2. OPEN ACCESS: make the deposited manuscript open access, under and open licence***
  • ... once published, where not subject to any publisher-imposed embargo.
  • ... or, once any publisher-imposed embargo has expired.

MAXIMUM COMPLIANT EMBARGO PERIODS

  • 6 months for papers submitted to Panels A and B
  • 12 months for papers submitted to Panels C and D

Or

  1. GOLD OPEN ACCESS: Where an article has been published open access immediately upon publication (commonly referred to as 'gold', 'diamond' or 'platinum' open access), and has otherwise met all access requirements, it is considered to have also met the requirements of the REF 2029 Open Access Policy.

 

NOTES

Appropriate Platform: As defined in PARA 4.0.5 of the policy. For Durham authors, this would usually be Durham Research Online, or another institutional or subject repository, or in a preprint server (such as arXiv, bioXiv or SocArXiv) where the version deposited is clearly the author’s accepted manuscript (AAM) or version of record (VoR).

** Open Licencing (for outputs published before 31 December 2025): Outputs licensed under a Creative Commons Attribution Non-Commercial Non-Derivative (CC BY-NC-ND) licence would meet the minimum requirement for open licencing.

*** Open Licencing (for outputs published after 1 January 2026): The funding bodies do not mandate a specific licence, but recommend outputs should be licenced as openly as possible, with a strong preference for a Creative Commons Attribution (CC-BY) licence. Outputs licensed under more restrictive licences, up to and including a Creative Commons Attribution Non-Commercial Non-Derivative (CC BY-NC-ND) licence, would still meet the minimum requirement for open licencing.


What do I need to do?

Before submitting for publication

Consider your options for ensuring your paper will be available in an open access form, in line with the requirements for REF2029. Contact us at dro.admin@durham.ac.uk if you need advice or assistance.


Once your manuscript has been accepted for publication

Deposit your accepted manuscript in Durham Research Online (DRO). You can do this by:

  1. Uploading your manuscript through our Mediated Deposit Form.
    or
  2. Deposit your Accepted Manuscript directly in to DRO by creating your own output record in Worktribe

The DRO Team will check and update the output record, check the publisher's repository policy and deposit your manuscript file.

Please ensure that any Durham co-authors are linked to the record in Worktribe, which enables its display on their Durham University staff profile as well as yours.

Further support and guidance can be found on the Worktribe Outputs Guide.


 

Outputs which fail to meet the Open Access Requirements for REF

Please see our REF Open Access Exceptions Guide for further information.


REF FAQs

Please see our REF Open Access FAQs Guide for further information.

REF 2029 Open Access Policy: Consultation (March - June 2024)

UPDATE: On 11th December 2024, Research England published its REF 2029 Open Access Policy. We will be updating this guide imminently to highlight the changes to the current requirements and the timeframe for when these will take effect.

 

UPDATE: On 14th August 2024, Research England published its early decisions on the REF Open Access Policy for REF 2029.

The headline decisions are:

(1) There will be no requirements for longform publications during this REF exercise.
(2) There is a commitment to bring in requirements for longform publications as part of the next exercise, to be implemented from January 1st 2029.
(3) Changes (relating to embargo periods, licencing etc.) for Research Articles will be implemented no earlier than January 1st 2026.
(4) Existing requirements relating to Research Articles will remain in effect until that date.

Early decisions made on REF 2029 Open Access Policy  – REF 2029

 

The University submitted its response to the consultation on proposed changes to the REF Open Access Policy. The full text of our response can be found here.

This response was submitted following a University wide invitation to provide feedback both online and at events run in person. An initial draft response was then reviewed by the University's REF Advisory Committee and the University's Research Committee (both chaired by Pro-Vice-Chancellor (Research) Professor Colin Bain), and the University's Open Scholarship Group (chaired by Professor Fuschia Sirois) as well as being circulated for comment to all department Directors of Research.

  • 18 March 2024: Consultation Published
  • 22 March 2024 - 29 April 2024: University Wide Consultation inviting feedback on proposed changes and the questions covered by the consultation
    • 21 March 2024: Summary of key changes and questions circulated to Faculty Deputy Executive Deans for Research
    • 22 March 2024: Summary of key changes and questions circulated to all Academic Departments via Director of Research and Senior Research Administrator, and to leads for ECRs and PDRAs.
    • 22 March 2024 - 29 April 2024: Online form opened for all staff and students to provide comments and questions on the proposed changes.
    • 28 Mar 2024: Message highlighting consultation and linking to information on how to contribute to an institutional response published in Dialog.
    • 3 April 2024 - 18 April 2024: Drop-in sessions organised for all staff and students to meet with a member of the Open Research team in person to discuss concerns.
  • 18 Apr 2024: Consultation response discussed at University Research Culture Committee.
  • 1 May 2024: Consultation response discussed in detail at Faculty of Arts & Humanities Research Board.
  • 3 May 2024 - 31 May 2024: First draft response circulated to the University's REF Advisory Committee and the University's Research Committee (both chaired by Pro-Vice-Chancellor (Research) Professor Colin Bain), and the University's Open Scholarship Group (chaired by Professor Fuschia Sirois) as well as being circulated for comment to all department Directors of Research for further comment.
  • 1 Jun 2024 - 10 Jun 2024: Submitted comments and revised responses reviewed with individual contributors.
  • 11 Jun 2024 - 14 Jun 2024: Final draft shared with Pro-Vice-Chancellor (Research) Professor Colin Bain and Deputy Pro-Vice-Chancellor (Research) Professor Jane Macnaughton.
  • 16 Jun 2024: Final response submitted online.

REF 2029 Quick Links

REF 2029 Open Access Policy (REF 2029 website, full policy)

REF 2021 Quick Links

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